Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gerdes is a financial advisor with over 25 years of experience in the industry. David has been a registered representative with Principal Securities, Inc. since 2005. Previously, David worked at Ameritas Investment Corp., Invest Financial Corporation, Financial Network Investment Corporation, Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. David holds a Series 6, 7, 63 and 66 license. He is also a registered investment advisor in Iowa. David specializes in providing financial planning, portfolio management and pension consulting services to individuals, corporations, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/12/2005 - Present
Principal Securities, Inc. (DES MOINES IA)
NE
08/06/2001 - 03/31/2003
AMERITAS INVESTMENT CORP. (LINCOLN NE)
WI
03/30/2001 - 08/02/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
09/22/1999 - 04/02/2001
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
WI
07/10/1997 - 09/03/1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
07/10/1997 - 09/03/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 12/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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