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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gabay is a financial advisor with Commonwealth Financial Network, a firm that serves clients in the United States. David has been in the industry since 1982 and has held licenses and registrations in multiple states. David's experience includes working with a variety of clients, including individuals, corporations, and charitable organizations. David is a Certified Financial Planner and holds licenses for Series 6, 7, 22, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/09/2024 - Present
Commonwealth Financial Network (Tarrytown NY)
NY
10/03/2016 - 02/12/2024
CETERA ADVISORS LLC (TARRYTOWN NY)
NY
01/30/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (TARRYTOWN NY)
CA
06/24/2005 - 02/02/2006
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
MA
06/12/2000 - 06/24/2005
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
02/14/1997 - 06/02/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
PA
02/09/1989 - 03/19/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
NA
03/12/1982 - 01/30/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
03/12/1982 - 01/30/1989
IDS LIFE INSURANCE COMPANY
NA
07/14/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
03/12/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 12/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/26/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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