Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lamar James is a financial advisor with Ameriprise Financial Services, LLC, a firm with over 140,000 clients and $479 billion in assets under management. David is registered with FINRA and has been in the industry since 1989. He is registered to provide financial advice in 12 states. David has a number of professional licenses and designations including Series 3, 7, 52, and 63 licenses, as well as the Securities Industry Essentials (SIE) exam. David's specializations include investment advisory services, asset allocation services, financial planning, pension consulting, and educational seminars. He also provides portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MS
06/16/2015 - Present
Ameriprise Financial Services, LLC (Southaven MS)
MN
03/30/1990 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/28/1987 - 05/20/1988
SHEARSON LEHMAN HUTTON INC.
NA
03/04/1987 - 05/15/1987
SOUTHERN SECURITIES INVESTMENT BANKERS, INC.
BC
Issued 03/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1987
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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