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David Lamar Brooks

Bankers Life Securities, Inc.

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About David Lamar Brooks

David Lamar Brooks is a financial professional registered with the state of Missouri. David is affiliated with Bankers Life Securities, Inc. David has been in the securities industry since August 22, 2016 and holds the Series 6, SIE and Series 63 licenses.

Firm Information

David Brooks is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Brooks’s Registration & Firm History

MO

08/23/2016 - Present

Bankers Life Securities, Inc. (RIVERSIDE MO)

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Licenses & Designations

BC

Issued 09/30/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Lamar Brooks.
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