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David Laforme Murphy

Mizuho Securities USA LLC

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About David Laforme Murphy

David Laforme Murphy is a registered representative with Mizuho Securities USA LLC. David has been active in the financial industry since October 19, 2019. David's previous experience includes roles at CF SECURED, LLC and Cantor Fitzgerald & Co. David holds the Series 7, Series 63, Series 79TO and SIE licenses.

Firm Information

David Murphy is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Murphy’s Registration & Firm History

NY

06/08/2021 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/06/2019 - 04/08/2020

CF SECURED, LLC (New York NY)

NY

08/21/2018 - 04/08/2020

CANTOR FITZGERALD & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/27/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Laforme Murphy.
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