Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Williams is a financial advisor with Equitable Distributors, LLC. David has been in the industry since July 25, 2018. David is registered with FINRA and has a Series 7 and Series 66 license. David has worked at Principal Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/15/2023 - Present
Equitable Distributors, LLC (Charlotte NC)
NC
12/04/2019 - 11/03/2023
PRINCIPAL SECURITIES, INC. (CHARLOTTE NC)
OH
06/27/2018 - 07/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)
BOTH
Issued 08/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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