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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Tippets is an investment advisor representative with Ascensus Investment Advisors, LLC. David has been in the financial services industry since 1998. David has experience working with state or municipal government entities. David is registered with FINRA and is licensed in multiple states. Ascensus Investment Advisors, LLC is an investment advisory firm with a focus on providing portfolio management for pooled investment vehicles and pension consulting. They have a client count of 9 with $9,878,077,323 of regulatory assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Portfolio mgmt/oversight incl review of allocations & selection of underlying securities for qual tuition 529/529a & sfrp plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Percentage of program management fee and percentage of aua
1
2
UT
12/19/2023 - Present
Ascensus Investment Advisors, LLC (Heber City UT)
TX
12/05/2011 - 02/01/2021
PRINCIPAL SECURITIES, INC. (HOUSTON TX)
CA
10/28/2005 - 10/07/2011
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
RI
12/10/1998 - 10/03/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/08/1995 - 01/06/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 02/29/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/07/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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