Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid L Seeley is a financial professional with over 20 years of experience in the industry. He is currently registered with Innovation Partners LLC in Charlotte, NC. Previously, David was employed at various firms including Benchmark Investments, LLC, National Securities Corporation, MetLife Securities, Inc., and American Express Financial Advisors Inc. David holds Series 6, 7, 63, 66, and SIE licenses. His current firm offers financial planning, consulting services to qualified retirement plans, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
05/03/2023 - Present
Innovation Partners LLC (CHARLOTTE NC)
NY
09/14/2021 - 04/13/2023
BENCHMARK INVESTMENTS, LLC (NEW YORK NY)
NY
07/01/2016 - 07/27/2021
NATIONAL SECURITIES CORPORATION (WESTBURY NY)
NY
10/07/2004 - 07/01/2016
METLIFE SECURITIES, INC (EAST HILLS NY)
NY
10/07/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (GARDEN CITY NY)
MN
07/07/2003 - 03/24/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/07/2003 - 03/24/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
09/28/2000 - 06/20/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
10/13/1992 - 04/15/1994
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
BOTH
Issued 10/12/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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