Unclaimed
David Recker is a financial advisor with over 17 years of experience in the industry. David is a registered representative with J.p. Morgan Securities LLC, where David has been employed since December 2017. Before that, David was registered with Fifth Third Securities, Inc. in Ohio. David is licensed to conduct business in 53 states and the District of Columbia, as well as in Kentucky and Texas. David is also licensed to provide investment advice in Indiana, Kentucky and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IN
12/12/2017 - Present
J.p. Morgan Securities LLC (Carmel IN)
OH
10/29/2008 - 12/04/2017
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MI
07/06/2005 - 10/03/2008
CHASE INVESTMENT SERVICES CORP. (GROSSE POINTE MI)
IL
01/19/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
10/17/2002 - 01/14/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 10/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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