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David L Petray

Syndicated Capital, Inc.

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About David L Petray

David Petray is a financial advisor with Syndicated Capital, Inc., located in Costa Mesa, CA. David has been a Registered Representative since 1989. David is licensed in California and has a Series 7, Series 63, and SIE license. David is a registered Investment Advisor Representative, and he specializes in portfolio management for individuals. David also advises on other investment services. Previous firms with which David was associated with include A.G. Edwards & Sons, Inc., Evern Securities, Inc., and Prudential Securities Incorporated.

Firm Information

David Petray is currently registered with Syndicated Capital, Inc.. Syndicated Capital, Inc. is a California-based corporation that was formed in February 1986. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. They are registered with the SEC and in all 50 states. Syndicated Capital, Inc. manages approximately $115,319,317 in assets for 436 clients.
Syndicated Capital, Inc.

21671 GATEWAY CENTER DRIVE

DIAMOND BAR, CA 91765

$115.32M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b1; ntf mutal fund service fees

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David Petray’s Registration & Firm History

CA

01/08/2021 - Present

Syndicated Capital, Inc. (Costa Mesa CA)

MO

12/21/1998 - 07/09/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MO

09/25/1992 - 11/30/1998

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

08/22/1989 - 10/05/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 11 public disclosures for David L Petray. Review regulatory record here.
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