Unclaimed
David Markley is a financial advisor with Northwestern Mutual Investment Services, LLC. David has been in the industry since 2003 and has a strong background in investments. David has a Series 7, Series 6, and Series 66 license and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2006. David has a current license in several states. David is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
DC
01/20/2006 - Present
Northwestern Mutual Investment Services, LLC (WASHINGTON DC)
BOTH
Issued 1/3/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
BC
Issued 9/30/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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