Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lapenna is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. David has been working in the financial industry since 2002 and has a wide range of experience. David has held previous roles at J.P. Morgan Securities LLC, LPL Financial LLC, CUNA Brokerage Services, Inc., ING Financial Partners, Inc., Capital Brokerage Corporation, Wachovia Securities, LLC, Securian Financial Services, Inc., Dean Witter Reynolds Inc., and Signator Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/17/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
FL
09/21/2023 - 06/03/2024
J.P. MORGAN SECURITIES LLC (LUTZ FL)
FL
05/18/2022 - 07/25/2023
LPL FINANCIAL LLC (TAMPA FL)
FL
04/09/2013 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TAMPA FL)
FL
02/10/2011 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (TAMPA FL)
VA
06/16/2004 - 03/03/2009
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MO
10/09/2002 - 02/17/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MN
07/14/2000 - 07/03/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
04/05/1999 - 04/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MA
04/05/1999 - 11/16/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 04/16/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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