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David L Howard

FHN Financial Securities Corp.

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About David L Howard

David Howard has been in the securities industry since September 4, 1996. David is currently registered with FHN Financial Securities Corp. in Memphis, TN, and has been since September 22, 2008. David previously worked at FTN MIDWEST SECURITIES CORP. and FTN FINANCIAL SECURITIES CORP. David's career spans over 25 years and includes experience in a variety of areas, including investment banking, municipal securities, and general securities.

Firm Information

David Howard is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Howard’s Registration & Firm History

TN

09/22/2008 - Present

FHN Financial Securities Corp. (MEMPHIS TN)

TN

02/11/2004 - 09/24/2008

FTN MIDWEST SECURITIES CORP. (MEMPHIS TN)

TN

11/22/2002 - 11/22/2006

FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)

TN

02/22/1996 - 05/09/2002

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 03/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/15/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/21/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David L Howard.
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