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David L Dolan

Newedge Securities, Inc.

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About David L Dolan

David L. Dolan is a registered representative with Newedge Securities, Inc.. David has been in the securities industry since January 23, 1998 and is currently registered in Pennsylvania. David holds the Series 7, Series 63, Series 79TO and SIE licenses. David Dolan's previous employer was Conseco Securities, Inc..

Firm Information

David Dolan is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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David Dolan’s Registration & Firm History

PA

10/08/1999 - Present

Newedge Securities, Inc. (YORK PA)

IN

01/22/1998 - 10/05/1999

CONSECO SECURITIES, INC. (CARMEL IN)

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Licenses & Designations

BC

Issued 02/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David L Dolan.
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