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David L Barnes

Citizens Securities, Inc.

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About David L Barnes

David L Barnes is a financial advisor in Johnston, Rhode Island who has been working in the industry since 2010. David currently works at Citizens Securities, Inc. and has worked previously at both Morgan Stanley & Co. LLC and National Financial Services LLC. David is registered with FINRA as a General Securities Principal and has Series 7 and SIE licenses. David has worked at firms that have clients in the insurance company, investment company, charitable organization, high-net-worth individual, corporation or other business, individual other than high-net-worth, and other categories. David is specialized in financial planning and the selection of other advisors.

Firm Information

David Barnes is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Barnes’s Registration & Firm History

RI

06/27/2016 - Present

Citizens Securities, Inc. (JOHNSTON RI)

NY

02/28/2014 - 07/29/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

RI

10/31/2006 - 03/06/2012

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/20/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David L Barnes.
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