Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ballantyne is a financial advisor with LPL Financial LLC. David has been in the industry since 1991. David is registered to provide investment advice in California, Florida, Kentucky, Michigan, and Ohio. David has experience providing investment advice to high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, and investment clubs. David also offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MI
01/21/2025 - Present
LPL Financial LLC (Lansing MI)
MI
10/22/2013 - 06/26/2020
CUSO FINANCIAL SERVICES, L.P. (AUBURN HILLS MI)
OH
03/10/2008 - 11/07/2013
KEY INVESTMENT SERVICES LLC (SYLVANIA OH)
MI
01/11/2006 - 01/23/2008
THE HUNTINGTON INVESTMENT COMPANY (WEST BLOOMFIELD MI)
OH
03/06/2001 - 11/08/2005
NATCITY INVESTMENTS, INC. (TOLEDO OH)
OH
03/06/2001 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
MI
03/27/1995 - 04/02/2001
COMERICA SECURITIES (DETROIT MI)
NY
07/07/1992 - 03/30/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
07/26/1990 - 06/12/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/26/1990 - 06/12/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/14/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/29/2002
Series 4 - Registered Options Principal Examination
BC
Issued 11/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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