Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kopij is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., who has been in the industry since February 7, 2002. David has a broad range of experience working with different types of clients, including high net worth individuals, individuals other than high net worth, corporations or other businesses, pension and profit-sharing plans, charitable organizations, insurance companies, and state or municipal government entities. David is registered to provide investment advice in Texas and Washington. David's previous firms include Pacific Select Distributors, LLC, Transamerica Capital, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Franklin/Templeton Distributors, Inc., Capstone Asset Planning Company, Putnam Retail Management Limited Partnership, and Hartford Equity Sales Company Inc. David is also a registered representative for Merrill Lynch, Pierce, Fenner & Smith Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
05/22/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BAINBRIDGE ISLAND WA)
CA
07/23/2015 - 03/18/2019
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
CO
06/27/2014 - 11/12/2014
TRANSAMERICA CAPITAL, INC. (DENVER CO)
WA
07/16/2010 - 06/13/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
CA
10/27/2005 - 04/13/2009
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
TX
10/24/2002 - 10/26/2005
CAPSTONE ASSET PLANNING COMPANY (HOUSTON TX)
MA
05/18/2000 - 09/17/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
CT
11/09/1999 - 04/11/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
BOTH
Issued 05/21/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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