Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Knox Raymond is a financial advisor with over 30 years of experience in the industry. David is registered to provide securities and investment advisory services in 26 states and the District of Columbia. David is associated with Janney Montgomery Scott LLC in Fairfield, Connecticut and Monroe, Connecticut. David has a strong background in providing investment advice and financial planning services to individuals, families, businesses, and institutions. David specializes in helping clients with retirement planning, investment management, estate planning, and tax planning. David is committed to providing personalized financial advice and helping clients achieve their financial goals. David is a member of the local YMCA board where he contributes 4-5 hours a month.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
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CT
02/26/2021 - Present
Janney Montgomery Scott LLC (FAIRFIELD CT)
NY
12/14/1990 - 12/06/1996
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 02/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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