Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Knox Alexander is a financial advisor with over 40 years of experience in the industry. David is currently registered with Carty & Company, Inc. David is licensed to sell securities in 21 states and holds a number of industry certifications, including the Series 3, 5, 7, 24, 52, 53, 63, and SIE exams. David's previous experience includes a long tenure with CREWS & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AR
03/14/2022 - Present
Carty & Company, Inc. (Little Rock AR)
AR
10/29/1980 - 03/14/2022
CREWS & ASSOCIATES, INC. (LITTLE ROCK AR)
BC
Issued 09/26/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1990
Series 5 - Interest Rate Options Examination
BC
Issued 03/03/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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