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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lightner is an Investment Advisor Representative at Hamilton-Bates Investment Research, Inc. David has been in the financial services industry since 1994. David has held previous positions at firms such as CETERA ADVISOR NETWORKS LLC, PROEQUITIES, INC., and MONEY CONCEPTS CAPITAL CORP. David has a strong track record of providing financial advice to individuals and businesses. David holds licenses in California. David is also a registered Investment Advisor Representative (IAR) in California. David is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Hamilton-Bates Investment Research, Inc. (LAGUNA NIGUEL CA)
CA
01/02/2015 - 03/27/2018
CETERA ADVISOR NETWORKS LLC (LAGUNA NIGUEL CA)
CA
03/27/2000 - 12/31/2014
PROEQUITIES, INC. (LAGUNA NIGUEL CA)
FL
02/03/1999 - 03/21/2000
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
CA
07/20/1998 - 11/25/1998
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
TN
05/19/1998 - 07/20/1998
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
MA
08/15/1997 - 10/28/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/15/1997 - 10/28/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
03/27/1995 - 04/03/1997
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NJ
11/25/1994 - 03/03/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/15/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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