Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kim Lee is a registered representative with Piper Sandler & Co. David Kim Lee has been in the industry since March 16, 2011. David Kim Lee has held previous positions with Houlihan Lokey Capital, Inc. and Stone Key Securities LLC. David Kim Lee is licensed to operate in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/10/2018 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
06/16/2014 - 10/12/2018
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
CT
02/11/2011 - 05/13/2014
STONE KEY SECURITIES LLC (GREENWICH CT)
BC
Issued 05/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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