Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sager is a financial advisor with Raymond James & Associates, Inc. David has over 20 years of experience in the financial services industry. David is registered with FINRA and holds Series 6, 7, 9, 10, 31, 63 and 65 licenses. David is also registered as an investment advisor representative in Arkansas and Texas. David is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/22/2024 - Present
Raymond James & Associates, Inc. (ROGERS AR)
AR
11/21/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FAYETTEVILLE AR)
AR
01/09/2006 - 11/20/2006
ARVEST ASSET MANAGEMENT (FAYETTEVILLE AR)
NY
02/10/2005 - 01/04/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
07/23/2001 - 01/07/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 02/25/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 02/23/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Sager is the right advisor for you? Invested Better is here to help.
