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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kevin Dugan is a financial advisor with Cetera Investment Advisers LLC, a firm based in Schaumburg, IL. David has over 30 years of experience in the financial services industry, and is a Certified Financial Planner. He is registered to provide investment advice in several states, including Florida, Maine, Massachusetts, New Hampshire, Pennsylvania, South Carolina, and Wisconsin. David also has experience in real estate and insurance. David is committed to providing personalized financial advice to individuals, families, and businesses. His approach is tailored to each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (MARBLEHEAD MA)
MA
11/22/2013 - 10/03/2016
INVESTORS CAPITAL CORP. (MARBLEHEAD MA)
MA
10/29/2010 - 11/26/2013
WINSLOW, EVANS & CROCKER, INC. (PEABODY MA)
MA
01/01/2008 - 11/01/2010
WELLS FARGO ADVISORS, LLC (BEVERLY MA)
MA
02/13/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEABODY MA)
PA
09/06/1997 - 02/14/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MO
07/05/1989 - 08/01/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
12/17/1986 - 07/12/1989
DEAN WITTER REYNOLDS INC.
NA
01/25/1982 - 12/16/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 07/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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