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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kevin Dugan is a financial advisor with Cetera Investment Advisers LLC in Marblehead, MA. David has been in the financial services industry since 1982 and has a strong track record of helping individuals and families achieve their financial goals. David is a Certified Financial Planner™ and holds the Series 7, Series 31, Series 63, and Series 65 licenses. David has experience working with a variety of clients, including high-net-worth individuals, families, and businesses. He is committed to providing personalized financial advice and guidance to help clients reach their financial goals. In addition to working with Cetera Investment Advisers LLC, David is also the owner of Stone Coast Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (MARBLEHEAD MA)
MA
11/22/2013 - 10/03/2016
INVESTORS CAPITAL CORP. (MARBLEHEAD MA)
MA
10/29/2010 - 11/26/2013
WINSLOW, EVANS & CROCKER, INC. (PEABODY MA)
MA
01/01/2008 - 11/01/2010
WELLS FARGO ADVISORS, LLC (BEVERLY MA)
MA
02/13/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEABODY MA)
PA
09/06/1997 - 02/14/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MO
07/05/1989 - 08/01/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
12/17/1986 - 07/12/1989
DEAN WITTER REYNOLDS INC.
NA
01/25/1982 - 12/16/1986
FIRST JERSEY SECURITIES, INC.
IA
Issued 7/23/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 1/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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