Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Archibald is a financial professional with over 20 years of experience in the industry. David is currently registered with Citizens JMP Securities, LLC in Charlotte, NC. Previously, David held positions at RBC Capital Markets, LLC, Wachovia Capital Markets, LLC and SunTrust Capital Markets, INC. David holds Series 7, Series 63, Series 79TO and SIE licenses. David specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
09/10/2020 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NY
02/04/2010 - 07/09/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NC
05/01/2006 - 07/02/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
GA
03/07/2006 - 04/28/2006
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
NC
07/01/2003 - 08/05/2003
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
08/03/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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