Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kenton Brosend is a financial advisor at Janney Montgomery Scott LLC, located in York, PA. David has been in the securities industry since August 1995 and has a wide range of experience. David is registered with the following states: Alabama, Arizona, California, Colorado, Delaware, Florida, Georgia, Hawaii, Maryland, Massachusetts, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. David holds a Series 7, Series 31, Series 63, and Series 65 license. David is also a registered Investment Advisor Representative. David has previously worked at Morgan Stanley DW Inc. and The O.N. Equity Sales Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
05/25/2016 - Present
Janney Montgomery Scott LLC (York PA)
NY
02/09/1996 - 10/23/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
OH
06/14/1995 - 11/28/1995
THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)
IA
Issued 03/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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