Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Sanford is a financial advisor registered with Cetera Investment Advisers LLC. David has been in the securities industry since October 3, 1999. David is licensed to offer securities and investment advice in 14 states and is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative. David has a Series 7, 6, 63 and 65 license. David has worked at several firms, including Securities America, Inc., Cetera Financial Specialists LLC, and Hochman & Baker Securities, Inc. David also owns and operates several businesses outside of the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
08/07/2023 - Present
Cetera Investment Advisers LLC (SPRINGFIELD MO)
MO
08/11/2020 - 08/09/2023
SECURITIES AMERICA, INC. (SPRINGFIELD MO)
MO
05/13/2002 - 08/13/2020
CETERA FINANCIAL SPECIALISTS LLC (SPRINGFIELD MO)
CT
09/30/1999 - 05/08/2002
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 12/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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