Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kenneth Rubenstein is an investment advisor representative with L.m. Kohn & Co.. David has been in the securities industry since 1995 and has a history of working with Ameriprise Financial Services, Inc., Wells Fargo Advisors, LLC, and UBS PaineWebber Inc.. David holds both Series 63 and Series 65 licenses. David has a variety of experience providing services to individuals, corporations, insurance companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Flat commission/execution fee
1
2
MI
06/27/2016 - Present
L.m. Kohn & Co. (TROY MI)
MI
07/29/2015 - 05/09/2016
WELLS FARGO ADVISORS, LLC (FARMINGTON HILLS MI)
MI
10/05/2009 - 08/21/2015
AMERIPRISE FINANCIAL SERVICES, INC. (FARMINGTON HILLS MI)
MI
09/04/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (WEST BLOOMFIELD MI)
NJ
07/14/2000 - 09/27/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/06/1995 - 07/17/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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