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David Kenneth Johnson

Schwab Wealth Advisory, Inc.

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About David Kenneth Johnson

David Johnson is a financial advisor with over 25 years of experience in the financial services industry. David currently works as a registered representative with Schwab Wealth Advisory, Inc. in Orlando, Florida. David holds several licenses including Series 7, Series 63, Series 65 and Series 66. David is also a Registered Investment Advisor in Florida and Texas.

Firm Information

David Johnson is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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David Johnson’s Registration & Firm History

FL

01/14/2022 - Present

Schwab Wealth Advisory, Inc. (ORLANDO FL)

PA

02/21/2008 - 05/26/2009

CUNA BROKERAGE SERVICES, INC. (LANCASTER PA)

PA

07/13/2005 - 10/22/2007

CHARLES SCHWAB & CO., INC. (HARRISBURG PA)

TX

08/28/1998 - 08/14/2003

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MD

04/23/1994 - 09/02/1998

THE ADVISORS GROUP, INC. (BETHESDA MD)

MN

08/26/1993 - 12/14/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/26/1993 - 12/14/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 03/31/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 09/08/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for David Kenneth Johnson. Review regulatory record here.
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