linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

David Kenneth Heiges

Global Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you David? Claim Your Profile

About David Kenneth Heiges

David Heiges is a registered investment advisor representative with Global Brokerage Services, Inc. David has been in the securities industry since November 21, 1994. David is registered with the state of Pennsylvania, Maryland, California, New Jersey, and South Carolina as well as the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). David's current employment is with Global Brokerage Services, Inc., and he has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David specializes in portfolio management for individuals and selection of other advisors.

Firm Information

David Heiges is currently registered with Global Brokerage Services, Inc.. Global Brokerage Services, Inc. is a Maryland corporation formed in 1994. The firm is registered with the SEC and in 24 states. They offer portfolio management for individuals and provide selection of other advisers. The firm manages approximately $117,800,000 in assets for 535 clients, primarily individuals and high net worth individuals. They are also a participant in a wrap fee program.
Global Brokerage Services, Inc.

11350 MCCORMICK ROAD

HUNT VALLEY, MD 21031

$117.80M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Percentage of assets under outside advisor: solictor fee

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

David Heiges’s Registration & Firm History

PA

08/09/2013 - Present

Global Brokerage Services, Inc. (GETTYSBURG PA)

NY

06/07/1994 - 11/20/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

Not sure if David Kenneth Heiges is right for you?

Licenses & Designations

BOTH

Issued 08/08/2013

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/05/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Kenneth Heiges.
Not sure if David Kenneth Heiges is right for you?