Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kenneth Galuskin is an active Registered Representative (Series 63, 66) and Investment Advisor Representative (Series 6, 7, 52, 53, SIE) in the state of Connecticut. He is also a Registered Representative in the state of New Jersey. David joined Herbert J. Sims Capital Management, Inc. in December 2018. He was previously associated with David Lerner Associates, Inc. for 14 years, from January 2004 through December 2018. David has extensive experience in the financial services industry and has worked with a variety of clients, including individuals, families, corporations, and charitable organizations. He specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
12/04/2019 - Present
Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)
NJ
02/10/2004 - 12/18/2018
DAVID LERNER ASSOCIATES, INC. (LAWRENCEVILLE NJ)
CA
03/24/2003 - 01/20/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
05/09/2002 - 01/13/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
05/10/2000 - 01/06/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/10/2000 - 01/06/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
05/31/2002 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CA
05/09/2002 - 03/24/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
04/14/1998 - 06/02/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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