Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kenneth Bauman is a registered representative of PFS Investments Inc. David Kenneth Bauman has been in the securities industry for over 17 years. David Kenneth Bauman is licensed in California and Texas. David Kenneth Bauman holds the Series 6, Series 63 and SIE licenses. PFS Investments Inc. is headquartered in Duluth, GA and specializes in portfolio management for individuals. David Kenneth Bauman is located in Mansfield, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
10/12/2007 - Present
PFS Investments Inc. (MANSFIELD TX)
GA
01/16/2006 - 12/20/2006
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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