Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kennedy Marshall is a registered representative with m.m. Dillon & Co. Llc. David has been working in the financial services industry for over 10 years. David has passed the Series 7, Series 55, Series 63, SIE, and Series 57TO exams. David is registered in Connecticut. David is currently employed by m.m. Dillon & Co. Llc. David previously worked for Caris & Company, Inc., G-2 Trading, LLC, and Madison Proprietary Trading Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
12/22/2014 - Present
M.m. Dillon & Co. LLC (GREENWICH CT)
CT
04/09/2012 - 01/22/2013
M.M. DILLON & CO. LLC (GREENWICH CT)
NY
09/19/2011 - 02/28/2012
CARIS & COMPANY, INC. (NEW YORK NY)
NY
03/21/2011 - 09/13/2011
G-2 TRADING,LLC (NEW YORK NY)
NY
07/12/2010 - 03/21/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 05/16/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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