Unclaimed
David Kendle Polk is a financial advisor registered with Northwestern Mutual Investment Services, LLC in Fenton, Michigan. David has been in the financial industry since 1995 and has a broad range of experience, providing clients with advice on investments, retirement planning, and other financial needs. David is committed to providing his clients with personalized financial advice and guidance, and is dedicated to helping them achieve their financial goals. He is registered with the following states: Alabama, Arizona, Florida, Kentucky, Michigan, New Mexico, Texas, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
10/09/1995 - Present
Northwestern Mutual Investment Services, LLC (Fenton MI)
WI
10/09/1995 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 09/09/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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