Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kendall Shepard is a financial advisor with over 30 years of experience in the industry. David currently works with LPL Financial LLC and is licensed in multiple states. Previously, David was a registered representative at several firms including OSAIC WEALTH, INC., TRIAD ADVISORS, INC. and NFP SECURITIES, INC. David specializes in providing financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/29/2024 - Present
LPL Financial LLC (LEXINGTON MA)
MA
11/16/2012 - 05/29/2024
OSAIC WEALTH, INC. (LEXINGTON MA)
MA
02/05/2008 - 11/19/2012
TRIAD ADVISORS, INC. (NATICK MA)
MA
10/20/1999 - 02/06/2008
NFP SECURITIES, INC. (LEXINGTON MA)
MA
01/04/1999 - 10/11/1999
SCUDDER FINANCIAL SERVICES, INC. (BOSTON MA)
NY
01/12/1994 - 12/31/1998
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
MA
03/16/1993 - 09/08/1993
G.R. STUART & COMPANY, INC. (MAYNARD MA)
NA
12/19/1989 - 03/16/1993
FINANCIAL SECURITIES NETWORK,INC.
NA
07/07/1986 - 11/08/1989
UR FINANCIAL, INC.
CA
08/25/1989 - 11/04/1989
FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)
NA
04/04/1989 - 08/25/1989
PFG SECURITIES, INC.
NA
11/09/1987 - 08/15/1988
DEAN WITTER REYNOLDS INC.
NA
03/08/1985 - 07/22/1985
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
09/24/1982 - 05/26/1983
BLINDER, ROBINSON & CO.,INC.
IA
Issued 10/17/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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