Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ken Kakuda is an experienced financial professional who has been working in the industry since 1996. David is currently registered as a Registered Representative with Wells Fargo Clearing Services, LLC in California and Texas. David has previously worked at several firms including Citigroup Global Markets Inc., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS and WM FINANCIAL SERVICES, INC. David's experience and knowledge span across various sectors, including the financial services industry. David holds both the Series 66 and Series 7 licenses, demonstrating a comprehensive understanding of the securities industry. David is committed to providing professional and tailored investment solutions to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/30/2017 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
12/11/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (GARDENA CA)
CA
05/29/2007 - 12/19/2009
CITIGROUP GLOBAL MARKETS INC. (COVINA CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (COVINA CA)
CA
08/23/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
01/27/2000 - 08/17/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/18/1997 - 01/28/2000
CAL FED INVESTMENTS (SACRAMENTO CA)
MD
06/07/1996 - 05/16/1997
THE ADVISORS GROUP, INC. (BETHESDA MD)
NJ
03/10/1995 - 09/22/1995
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 12/11/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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