Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kelly Wood is a financial advisor with over 29 years of experience in the financial services industry. David is currently registered with LPL Financial LLC in Santa Rosa, CA. David has held previous positions at MML Investors Services, Inc., Next Advisors Securities, Robert W. Baird & Co. Incorporated, Northwestern Mutual Investment Services, LLC, BA Investment Services, Inc., Guardian Investor Services Corporation, and Walnut Street Securities, Inc. David is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/19/2024 - Present
LPL Financial LLC (SANTA ROSA CA)
CA
10/22/2001 - 12/03/2007
MML INVESTORS SERVICES, INC. (SANTA ROSA CA)
CA
02/01/2000 - 11/20/2001
NEXT ADVISORS SECURITIES (SAN JOSE CA)
WI
02/17/2000 - 02/18/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
09/30/1997 - 02/18/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
09/30/1997 - 02/15/2000
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
CA
03/25/1997 - 07/31/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
06/02/1994 - 03/19/1997
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CA
12/17/1993 - 05/09/1994
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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