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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Smith is a financial advisor with Cetera Investment Advisers LLC, with over 13 years of experience in the industry. David has a strong background in financial planning, portfolio management, and investment services. David holds multiple licenses and certifications, including Series 6, 7, 24, 26, 51, 63, and 65. David is a registered investment advisor in Michigan and Texas. David works with a range of clients, including individuals, families, businesses, and retirement plans. Prior to Cetera, David was with Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
01/24/2023 - Present
Cetera Investment Advisers LLC (FARMINGTON HLS MI)
MI
01/14/2010 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (Farmington Hills MI)
IA
Issued 3/18/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 2/21/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 1/13/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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