Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Keith Seems is a financial professional with over 39 years of experience in the industry. David is currently registered with Principal Securities, Inc. in Colorado. David has also been registered in Arizona, New Mexico, and Wyoming. David has earned his Series 6, 7, 24, 51, and 63 securities licenses. David holds the Chartered Financial Consultant designation and is currently a 100% owner of Business Advisors, LLC. David is also a registered investment advisor with Principal Securities, Inc. in Colorado. David focuses on financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CO
01/16/2004 - Present
Principal Securities, Inc. (HIGHLANDS RANCH CO)
MA
08/07/2002 - 10/10/2003
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
12/08/1982 - 08/27/2002
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MA
07/31/2002 - 07/31/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 09/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/19/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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