Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Schaal is an investment advisor with over 40 years of experience in the financial services industry. David is currently registered with Osaic Wealth, Inc. and has been actively involved in providing financial advice to individuals, families, and businesses. David is well-versed in various financial planning strategies, including retirement planning, investment management, and estate planning. He also specializes in providing advice to charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. David's dedication to helping clients achieve their financial goals is reflected in his commitment to providing personalized service and tailored solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/14/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
04/08/2021 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
07/22/2014 - 06/14/2024
SECURITIES AMERICA, INC. (Omaha NE)
MN
10/08/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
10/08/2020 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
10/08/2020 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
08/24/2012 - 07/23/2014
TD AMERITRADE, INC. (OMAHA NE)
NE
03/21/2012 - 08/21/2012
SWS FINANCIAL SERVICES, INC. (OMAHA NE)
NE
12/09/1996 - 03/19/2012
ASSIST INVESTMENT MANAGEMENT COMPANY, INC. (OMAHA NE)
NE
10/24/1990 - 12/16/1996
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
IA
12/07/1987 - 11/02/1990
R. G. DICKINSON & CO. (DES MOINES IA)
NA
05/02/1980 - 02/10/1988
PAINEWEBBER INCORPORATED
NA
03/26/1980 - 12/19/1983
FIRST MID-AMERICA INC.
BOTH
Issued 08/09/2012
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2009
Series 4 - Registered Options Principal Examination
BC
Issued 04/24/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 11/11/1981
Series 5 - Interest Rate Options Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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