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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Riffe is a financial advisor with Mercer Global Advisors Inc., located in Ketchum, Idaho. David has over 20 years of experience in the financial services industry. David is also a Certified Financial Planner. David's previous employment includes positions with LPL Financial LLC, Ameritas Investment Corp., MML Investors Services, LLC, Waddell & Reed, MetLife Securities Inc., Charles Schwab & Co., Inc., Conover Securities Corporation, Moss Adams Securities & Insurance LLC, and Citigroup Global Markets Inc. David holds Series 7, Series 24, Series 31 and SIE licenses. David provides financial planning, portfolio management for individuals and businesses, trust services, estate planning, tax return preparation, and consultation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/06/2022 - Present
Mercer Global Advisors Inc. (DENVER CO)
MT
02/03/2021 - 05/17/2022
LPL FINANCIAL LLC (KALISPELL MT)
ID
07/02/2019 - 12/31/2019
AMERITAS INVESTMENT CORP. (BOISE ID)
ID
12/20/2016 - 06/10/2019
MML INVESTORS SERVICES, LLC (Meridian ID)
ID
03/02/2015 - 11/17/2016
WADDELL & REED (BOISE ID)
WA
01/11/2012 - 03/03/2015
METLIFE SECURITIES INC. (BELLEVUE WA)
WA
10/06/2011 - 01/09/2012
CHARLES SCHWAB & CO., INC. (SEATTLE WA)
WA
06/30/2010 - 09/19/2011
CONOVER SECURITIES CORPORATION (BELLEVUE WA)
WA
08/21/2007 - 04/21/2009
MOSS ADAMS SECURITIES & INSURANCE LLC (SEATTLE WA)
WA
01/08/2007 - 08/10/2007
CONOVER SECURITIES CORPORATION (KIRKLAND WA)
WA
06/22/2001 - 01/09/2007
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
NY
10/23/1997 - 06/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/05/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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