Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Keith Ray is a financial advisor with Concourse Financial Group Securities, Inc. David has been in the financial services industry since 2007 and holds both Series 7 and Series 66 licenses. David is registered with FINRA as a Registered Representative and is also registered with the state of North Carolina, South Carolina, and Virginia. David is an active member of the financial services industry and is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
03/13/2022 - Present
Concourse Financial Group Securities, Inc. (Birmingham AL)
NC
10/25/2007 - 03/07/2022
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
12/11/2006 - 05/21/2007
AXA ADVISORS, LLC (HIGH POINT NC)
BOTH
Issued 12/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Ray is the right advisor for you? Invested Better is here to help.
