Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid O'Carroll is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Nationwide Investment Services Corp. and holds the Series 7 and Securities Industry Essentials (SIE) licenses. David has previously worked for Nationwide Advisory Services, Inc. and Walnut Street Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OH
12/20/2000 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
OH
08/17/1998 - 12/31/2000
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
CA
02/11/1998 - 04/29/1998
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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