Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ellovich is a financial advisor with over 40 years of experience in the industry. David currently works with UBS Financial Services Inc. David's career includes prior roles at CITIGROUP GLOBAL MARKETS INC., KIDDER, PEABODY & CO. INCORPORATED, and DREXEL BURNHAM LAMBERT INCORPORATED. David is registered with both FINRA and the State of Connecticut. David holds the Series 3, Series 5, Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/09/2019 - Present
UBS Financial Services Inc. (HARTFORD CT)
CT
06/21/1993 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
NY
02/24/1988 - 06/25/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
05/25/1983 - 03/07/1988
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 03/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1983
Series 5 - Interest Rate Options Examination
BC
Issued 03/14/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Ellovich is the right advisor for you? Invested Better is here to help.
