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David Kavanaugh

DFA Securities LLC

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About David Kavanaugh

David Kavanaugh is a financial professional registered with DFA Securities LLC. He has been in the securities industry since July 12, 2017, and is registered with FINRA as a General Securities Principal. His previous experience includes passing the Series 7, Series 24, and SIE exams.

Firm Information

David Kavanaugh is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kavanaugh’s Registration & Firm History

TX

07/13/2017 - Present

DFA Securities LLC (AUSTIN TX)

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Licenses & Designations

BC

Issued 12/18/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Kavanaugh.
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