Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Karat is a financial professional with over 20 years of experience in the industry. David is currently registered with Dash Financial Technologies LLC and is a General Securities Principal. David has been in the industry since 2001 and has held previous positions at Israel A. Englender & Co., LLC, Credit Suisse Securities (USA) LLC, and ITG Inc. David holds several licenses, including Series 7, Series 24, Series 55, and Series 57TO. David is registered in several states, including California, Colorado, Florida, Illinois, Massachusetts, Minnesota, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/09/2012 - Present
Dash Financial Technologies LLC (Jersey City NJ)
MI
11/11/2009 - 08/02/2012
ISRAEL A. ENGLANDER & CO., LLC (BIRMINGHAM MI)
NY
07/28/2008 - 10/02/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/08/2001 - 07/18/2008
ITG INC. (NEW YORK NY)
BC
Issued 02/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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