Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid K. Tomita is a financial advisor at Cetera Investment Advisers LLC, a firm with offices in Schaumburg, IL. David has over 16 years of experience in the financial services industry. He has a Series 6, 7, 26, 31, 63, and 66 license and has earned the SIE designation. David is registered with the states of Alabama, Florida, Georgia, Illinois, Maryland, Mississippi, North Carolina, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. David's clients include individuals, families, businesses, and charitable organizations. David provides financial planning, portfolio management, and other financial services to help clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/12/2023 - Present
Cetera Investment Advisers LLC (KINGSPORT TN)
TN
07/06/2010 - 02/27/2017
FTB ADVISORS, INC. (JOHNSON CITY TN)
TN
11/25/2005 - 07/12/2010
UBS FINANCIAL SERVICES INC. (JOHNSON CITY TN)
NE
01/19/2005 - 11/28/2005
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
BOTH
Issued 1/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/2/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 2/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 1/9/2006
Series 7 - General Securities Representative Examination
BC
Issued 1/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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