Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid K Seegers is a financial professional with over 20 years of experience in the industry. Currently, David is a registered representative with Osaic Institutions, Inc. based in South Hill, VA. David previously worked with FIRST CITIZENS INVESTOR SERVICES, INC., MORGAN STANLEY, MORGAN STANLEY & CO. INCORPORATED, MORGAN STANLEY DW INC., PRUCO SECURITIES CORPORATION, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. David holds Series 7, Series 63 and SIE licenses and has been registered in Virginia and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
02/05/2024 - Present
Osaic Institutions, Inc. (South Hill VA)
VA
06/01/2018 - 01/10/2024
FIRST CITIZENS INVESTOR SERVICES, INC. (Lawrenceville VA)
NC
06/01/2009 - 03/02/2018
MORGAN STANLEY (WILMINGTON NC)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
05/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/17/2002 - 09/15/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NY
05/19/2000 - 07/02/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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