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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid K Neal is a financial advisor at Captrust with over 20 years of experience in the industry. David's areas of specialization include providing financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles. David has served as a financial advisor at several firms, including UBS Financial Services Inc., PURSHE KAPLAN STERLING INVESTMENTS and Frontier Wealth Management LLC. He is currently registered as an investment advisor representative in Kansas and Texas. David is also licensed to sell securities in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
KS
08/19/2022 - Present
Captrust (Wichita KS)
KS
04/02/2015 - 11/22/2017
PURSHE KAPLAN STERLING INVESTMENTS (Wichita KS)
KS
08/11/2000 - 04/22/2015
UBS FINANCIAL SERVICES INC. (WICHITA KS)
BC
Issued 12/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/29/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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