Unclaimed
David Haltiner is an investment advisor representative at Neuberger Berman BD LLC. David is registered with the state of New Jersey and New York. They are also registered with FINRA. David has been in the securities industry for over 12 years. They previously worked at CREDIT SUISSE SECURITIES (USA) LLC. David is also associated with Almanac Realty Investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/12/2007 - 07/02/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 11/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/08/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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