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David K Ainsworth

Blackstone Securities Partners LP

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About David K Ainsworth

David Ainsworth is a financial advisor with Blackstone Securities Partners LP. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, and Series 66 licenses. He has been in the securities industry since 2002. David's previous experience includes roles at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, BlackRock Investments, Inc., FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Capital Institutional Services, Inc. He specializes in investment banking.

Firm Information

David Ainsworth is currently registered with Blackstone Securities Partners LP. Blackstone Securities Partners LP is a Partnership formed on September 27, 1988. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

217

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Ainsworth’s Registration & Firm History

TX

01/04/2012 - Present

Blackstone Securities Partners LP (Dallas TX)

TX

03/16/2011 - 12/21/2011

MORGAN STANLEY SMITH BARNEY (DALLAS TX)

NY

04/02/2008 - 03/18/2011

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

02/12/2007 - 04/04/2008

BLACKROCK INVESTMENTS, INC. (NEW YORK NY)

NY

04/27/2005 - 10/02/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

09/28/2006 - 09/29/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

TX

01/17/2002 - 04/18/2005

CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)

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Licenses & Designations

BOTH

Issued 07/28/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/2002

Series 24 - General Securities Principal Examination

BC

Issued 12/06/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/25/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2011

Series 31 - Futures Managed Funds Examination

BC

Issued 01/16/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David K Ainsworth.
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