Unclaimed
David Ainsworth is a financial advisor with Blackstone Securities Partners LP. He is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 9, Series 10, Series 24, Series 31, Series 63, and Series 66 licenses. He has been in the securities industry since 2002. David's previous experience includes roles at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, BlackRock Investments, Inc., FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Capital Institutional Services, Inc. He specializes in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/04/2012 - Present
Blackstone Securities Partners LP (Dallas TX)
TX
03/16/2011 - 12/21/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
NY
04/02/2008 - 03/18/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/12/2007 - 04/04/2008
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
04/27/2005 - 10/02/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/28/2006 - 09/29/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
01/17/2002 - 04/18/2005
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
BOTH
Issued 07/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 12/06/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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